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Account Opening and Procedures

Clients could open securities accounts with Finet Securities listed as below:
A. For Hong Kong Clients
please visit our office in person with the following documents:
1.

Filled Account Opening Forms and FATCA Form

※ Non-USA resident (W-8BEN)

※ USA resident (W-9)

2.

FATCA
Replied Slip

3.

A copy of valid identification document / (e.g. HK Permanent ID Card/Passport)

4.

Residential address proof within 3 months after issuance date
(e.g. utility bills, bank statements)

5.

ATM card and Passbook

6.

Submitting Methods:
Submit the above documents with the account opening forms
(1) Send to our company in person
(2) Request us to contact you for account opening related matters by email/wechat/whatspp

B. For clients from mainland China
please visit our office in person with the following documents:
1.

Filled Account Opening Forms and FATCA form

※ Non-USA Resident (W-8BEN)

※ USA Resident (W-9)

2.

FATCA
Replied Slip

3.

A Copy of valid identification document (e.g. ID Card, Passport and Visit Permit)

4.

Residential Address Proof within 3 months after issuance date (e.g. utility bills, bank statements)

5.

ATM card and Passbook

6.

Submitting Methods:
Submit the above documents with the account opening forms
(1) Send to our company in person
(2) Request us to contact you for account opening related matters by email/wechat/whatspp

C. Non face to face customer
You can open an account by post.
1.

Filled Account Opening Forms and FATCA form

※ Non-USA Resident (W-8BEN)

※ USA Resident (W-9)

2.

A crossed personal cheque of not less than HKD 10,000.; The crossed personal cheque is payable to “Finet Securities Limited”. 
   This deposit can be used for trading securities. We shall return the
   deposit when clients close securities account.

3.

The crossed personal cheque must be issued by local bank
(Printed name(s) of the cheque
   must be the same in the ID Card / Passport); and

4.

All the documents must be certified true copies by professionals
 (e.g. lawyer) before mailing to us.

5.

You can open an account by post.
Please mail the required documents to the address:
“Finet Securities Limited, Room C, 11/F, Bank of East Asia Harbour View Centre, 56 Gloucester Road, Wanchai, Hong Kong.

The following documents should be submitted together with the completed Account Opening Form

Copies of the HONG KONG ID cards/passports of all authorized persons

Address proof of residence within the recent 3 months 

Business Registration Certificate

Certificate of Incorporation

Memorandum and Articles of Association or other constitutive documents

Board Resolutions

Register of Directors

Register of Members

Certificate of Incorporation & the Business Registration Certificate or HONG KONG ID cards / passports of Ultimate Beneficiaries

Latest Annual Return

Latest Financial Statements

Deed of Guarantee and Indemnity. (with Certificate of Incorporation & the Business Registration Certificate or HONG KONG ID cards / passports of all Guarantee(s)).

FATCA Form W-8BEN-E (NOT U.S. Entity) / W-9 (U.S. Entity)

Remark:

All above documents should be certified true by a practicing solicitor, a practicing accountant, a HK licensed bank manager. Alternatively, the same documents could be certified true by the designed staff at our Office upon presentation of the originals and copies.